A cold-calling operation promoting FX and binary option products to investors worldwide has agreed to stop contacting Australian investors following ASIC concerns. The outcome is part of ASIC’s ongoing work in the retail OTC derivative space. FXTS Guru claimed on its website (www.fxts.guru) it makes up to 3000 calls a day to investors across 40 […]
ASIC updates guidance on collective action by investors
ASIC updates guidance on collective action by investors ASIC today released updated regulatory guidance for investors to help them in taking collective action to improve the corporate governance of listed entities. The guidance, which follows ASIC consultation launched in February 2015 (refer: 15-027MR), is reflected in Regulatory Guide 128 Collective action by investors (RG 128). […]